@: l dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }0.}$ }}$ } } $ } }$ } }$}$ }U}$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Three Months Ended Change Percent September 30, Change(in thousands)~ ~ Interest expense~ ~ ~ @ %. &(Loss)/gain on revaluation of deferred ~ z ~ x ~ $ n/a considerationInterest income~ ~~ > ~ B 333333&@ %Other gains, net~ . ~ ~ V 333333@ % %Total other income/(expenses)~ ~ Z ~ / n/a $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/6B7+G%'[OC=PF0*8X> @ l dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }0.}$ } }U}$ } }U $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Three Months Ended September 30,!As a Percent of Revenues:~ ~ Interest expense %)ffffff %). &(Loss)/gain on revaluation of deferred " %) ffffff%@ % considerationInterest income? %~ %Other gains, net333333? %? %%Total other income/(expenses)ffffff& %)~ " %$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/67+e47}nn=PF0*8X> @: l / dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }<(}$ } }$ } } $ } }$ }U}U}$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Nine Months Ended Change Percent September 30, Change~ ~ Global AUM (in millions) Average global AUM ~ ~ m ~ * 333333@ % )!Operating Revenues (in thousands) Advisory fees~ ~ &r ~ b %)Other income~ ~ $ ~ * %) Total revenues~ "-~ ~ ~ ffffff %) $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/8 7+G&Sm=PF0*8X> @ l tL dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }a/}$ }}$ }} $ } }$ } }U}$ } }$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Nine Months Ended Change Percent September 30, Change(in thousands)~ ~ !Compensation and benefits~ ~ e ~ Z$@ %* "Fund management and administration ~ r ~ } ~ N (@ %!Marketing and advertising~ ~ ~ ffffff/ %)&Sales and business development~ N~ V ~ 333333@ %!Contractual gold payments~ ~ nW ~ N@ `R@ %( Professional and consulting fees~ ?~ *P ~ L5 %)/'Occupancy, communications and equipment~ I~ H ~ 333333? %%Depreciation and amortization~ b~ ~ 4 %)%Third-party distribution fees~ Z~ J ~ L5@ %!Acquisition-related costs~ b~ : ~ *e W %) Other~ a~ b ~ ~ %) Total expenses~ ~ ֑ ~ :> @ % $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/B^X7+G&Fw=PF0*8X> @ l c dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }a/}$ } }$}$ } }$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b! As a Percent of Revenues: Nine Months Ended September 30,~ ~ !Compensation and benefits>@ %~ n %* "Fund management and administration ~ ^ % 3@ %!Marketing and advertising333333@ %~ %&Sales and business development@ %@ %!Contractual gold payments@ %@ %( Professional and consulting fees~ %333333@ %/'Occupancy, communications and equipment333333@ %ffffff@ %%Depreciation and amortization? %? %%Third-party distribution fees333333@ %ffffff@ %!Acquisition-related costs333333? %ffffff@ % Other@ %@ %Total expensesfffff&T@ %~ 2 %$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/B X7+M5vM~l|=PF0*8X> @: l z dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }0.}$ }}$ }} $ } }$ } }$}$ } }$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Nine Months Ended Change Percent September 30, Change(in thousands)~ ~ Interest expense~ y~ F ~ LQ@ %. &(Loss)/gain on revaluation of deferred ~ 6 ~ z ~ n/a considerationInterest income~ r%~ # ~ @ %Impairments~ - ~ n/aOther losses, net~ R~ ~ b {@ % %Total other income/(expenses)~ ~ ~ $ n/a $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/85 7+G&H|pd<=PF0*8X> @ l dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }0.}$ } }U}$ } }U $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b! As a Percent of Revenues: Nine Months Ended September 30,~ ~ Interest expense333333 %) %). &(Loss)/gain on revaluation of deferred ~ %) !@ % considerationInterest income333333? %? % Impairment333333ӿ %)n/aOther losses, net333333 %)333333ӿ %)%Total other income/(expenses)333333 %)333333@ %$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/86 7+M8x{oc;=PF0*8X> @: l F_ dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }7}$ }$}$}$ }U}$} $ }U}$} $ }U}$ F $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Three Months Ended Nine Months Ended September 30, September 30, ~ ~ ~ ~ U.S. Business Segment Operating revenues Advisory fees~ z~ ~ ~ & Other income~ F~ ~ ~ Total operating revenues~ ~ V ~ ~ Total operating expenses~ ~ J ~ 2w ~ : Other income/(expenses) Interest expense~ ~ ~ ~ >Interest income~ f~ > ~ Z% ~ # Impairment - - ~ -Other gains, net~ ~ ~ ~ j Total other income~ ~ & ~ f ~ z .&Total income before income taxes (U.S.~ ~ ~ v\ ~ ^Dl7+G@:Y{b+w S !"#$%&'()*+,-./0123456789:;<=>? Business Segment)!!!!!!!!!! ! !!! !!!6".Average assets during the period (in millions)"~ "O""~ "N"" ~ " BV"" ~ "j"2#*Average ETF advisory fee during the period###)\(? #%###Q? #%# # #? #%# ##\(\? #%&$International Business Segment$$$$$$$$$ $ $$$ $$$%Operating revenues%%%%%%%%% % %%% %%%& Advisory fees&~ &&&~ &^O&& ~ & D&& ~ &&'Other income''~ ' '''~ ':'' ' ~ ''' '~ ''(((((((((( ( ((( ((( )Total operating revenues)~ )^))~ )Z)) ~ ) B`)) ~ ))********** * *** *** +Total operating expenses+~ + ++~ +++ ~ + Ƹ++ ~ +y+,,,,,,,,,, , ,,, ,,,-Other income/(expenses)--------- - --- ---.Interest expense.~ ...~ .&.. ~ . 6.. ~ . ../&(Loss)/gain on revaluation of deferred//~ /z///~ /x// / ~ /6// /~ /z/%0consideration - gold payments1Interest income11~ 1111 1-11 1 ~ 111 1 1-1#2Other gains and losses, net22~ 2 222~ 222 2 ~ 2:22 2~ 223333333333 3 333 333%4Total other income/(expenses)4~ 4}44~ 4M44 ~ 4 44 ~ 4 45555555555 5 555 555/6'Total (loss)/income before income taxes6~ 6J66~ 6j66 ~ 6 66 ~ 66(7 (International Business Segment)8888888888 8 888 88869.Average assets during the period (in millions)9~ 9^99~ 999 ~ 9 bA99 ~ 9"92:*Average ETP advisory fee during the period:::)\(? :%:::Q? :%: : :q= ףp? :%: ::Q? :%);!Income/(loss) before income taxes;;;;;;;;; ; ;;; ;;;<U.S. Business segment<~ <<<~ <<< ~ < v\<< ~ <^<&=International Business segment==~ =J===~ =j== = ~ === =~ ==>>>>>>>>>> > >>> >>>(? Total income before income taxes?~ ???~ ?*?? ~ ? 2_?? ~ ?R?D4lE3IkRgmDctP$Xt@ABCDE@@@@@@@@@@ @ @@@ @@@AB$C____________________________1D)Created by Morningstar Document Research.0E(http://documentresearch.morningstar.com/d4(=PF0*8X> @ZKEEDDCC?????? ??<<<<<< <<999999 99666666 66444444 44...... ..++++++ ++)))))) ))&&&&&& &&"""""" "" l # dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }$4}$ }}$ }}$ # $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b September 30, December 31, ~ ~ +#Balance Sheet Data (in thousands) :!Cash and cash equivalents~ g~ b Accounts receivable ~ | ~ Securities~ ~ R;held-to-maturity'Securities owned, at fair value~ 4~ Total: Liquid assets~ /~ 'Less: Total current liabilities~ .~ *,$Less: Net liquid asset requirement -~ B~ T+#certain subsidiaries (InternationalBusiness segment)Subtotal~ ~ Ɨ3+Plus: Revolving credit facility - available~ ~ B capacity"Total: Available liquidity~ ~ Dl7+:_kFV3{hTv ! " $ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/ (=PF0*8X> @Z""!! l dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (16)!The following discussion a (17)USE OF PROCEEDSU }-}$ }U}$ }I}$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b ' Nine Months Ended September 30, ~ ~ 'Cash Flow Data (in thousands) :Operating cash flows~ &~ Investing cash flows ~ ~ Financing cash flows~ ~ $Foreign exchange rate effect~ ~ -%Increase in cash and cash equivalents~ ~ Rf$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4i7+Xu u =PF0*8X> @R l r dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (17)USE OF PROCEEDSU }8}$ }}$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Fiscal Quarter Ending Total Leverage Ratio September 30, 2019 2.50:1.00 December 31, 2019 2.50:1.00March 31, 2020 2.25:1.00 June 30, 2020 2.25:1.00 .&September 30, 2020 and each subsequent 2.00:1.007/fiscal quarter ending on or before the maturitydate$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,|7+~'~,vN=PF0*8X> @" l dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)USE OF PROCEEDSU }}$ }}$ } } $ } }$ } }$ }}$ $WisdomTree Investments, Inc.10-Q 11/01/2019kcThe following discussion and analysis of our financial condition and results of operations should b Total Payments Due by Period (in thousands) Less than 1 1 to 3 years 3 to 5 yearsMore than 5year years Term Loan ~ J $- ~ J $- $- Operating leases~ ~ ^9 ~ ^ ~ \~ ~ Total~ Z0 ~ ^9 ~ ~ \~ ~ $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/27+:@_vzo=PF0*8X> @ l A2 dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??HCommission File NumberCommission File Number (1)Commission File Number (2)Form Form (1) Form (2) Form (3) Form (4) Form (5) Form (6)Leases Leases (1) Leases (2) Leases (3)Business CombinationsBusiness Combinations (1)Business Combinations (2)Fair Value MeasurementsFair Value Measurements (1)Fair Value Measurements (2)Deferred ConsiderationDeferred Consideration (1)7 Securities7 Securities (1)7 Securities (2)7 Securities (3) Unsecured Unsecured (1) Unsecured (2) Unsecured (3) pari passupari passu (1)pari passu (2)pari passu (3)pari passu (4)pari passu (5)pari passu (6)pari passu (7)pari passu (8)pari passu (9)pari passu (10)pari passu (11)pari passu (12)pari passu (13)pari passu (14)pari passu (15)pari passu (16)pari passu (17)pari passu (18)pari passu (19)Net Operating Losses USNet Operating Losses US (1)Net Operating Losses US (2)Net Operating Losses US (3)!The following discussion and an!The following discussion an (1)!The following discussion an (2)!The following discussion an (3)!The following discussion an (4)!The following discussion an (5)!The following discussion an (6)!The following discussion an (7)!The following discussion an (8)!The following discussion an (9)!The following discussion a (10)!The following discussion a (11)!The following discussion a (12)!The following discussion a (13)!The following discussion a (14)!The following discussion a (15)!The following discussion a (16)!The following discussion a (17)U }a/}$ } } $ } }$ $WisdomTree Investments, Inc.10-Q 11/01/2019USE OF PROCEEDS Total Number Average Price Total Number of Approximate of Shares Paid Per Share Shares Purchased Dollar Purchased as Value of Part of Publicly Shares that Announced Plans May Yet Be or Purchased Programs Under the ~ Plans or ProgramsPeriod (in thousands)%July 1, 2019 to July 31, 2019~ = ףp=@ ~ )!August 1, 2019 to August 31, 2019 - $- - /'September 1, 2019 to September 30, 2019~ 6Q@ ~ 6 Total~ ~ ~ ~ Z $____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/@Dsg`)pRk<0$=PF0*8X> @ Root Entry FBook 3 !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}~ !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}~ !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}~ !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}~