SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Lion Point Capital, LP

(Last) (First) (Middle)
250 WEST 55TH STREET
33RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/08/2022
3. Issuer Name and Ticker or Trading Symbol
WisdomTree Investments, Inc. [ WETF ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Explanation of Responses
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 4,521,979 I By: Investment Fund Managed By Lion Point Capital, LP(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Lion Point Capital, LP

(Last) (First) (Middle)
250 WEST 55TH STREET
33RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lion Point Holdings GP, LLC

(Last) (First) (Middle)
250 WEST 55TH STREET
33RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Cederholm Didric

(Last) (First) (Middle)
250 WEST 55TH STREET
33RD FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
Explanation of Responses:
1. This Form 3 is filed jointly by Lion Point Capital, LP ("Lion Point Capital"), Lion Point Holdings GP, LLC ("Lion Point Holdings"), and Didric Cederholm (collectively with the aforementioned entities, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock (the "Common Stock"). Each Reporting Person disclaims beneficial ownership of the securities reported herein and the securities owned by the group in the aggregate, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
2. Securities beneficially owned by Lion Point Capital as the investment manager to a certain investment fund client. As the general partner of Lion Point Capital, Lion Point Holdings may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital. As Manager and Member of Lion Point Holdings, Mr. Cederholm may be deemed to beneficially own the shares of Common Stock beneficially owned by Lion Point Capital.
Lion Point Capital, LP; By: Lion Point Holdings GP, LLC; By; Didric Cederholm, Manager and Member 03/18/2022
Lion Point Holdings GP, LLC; By; Didric Cederholm, Manager and Member 03/18/2022
Didric Cederholm 03/18/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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