SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Muni Amit

(Last) (First) (Middle)
380 MADISON AVENUE
21ST FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/25/2011
3. Issuer Name and Ticker or Trading Symbol
WisdomTree Investments, Inc. [ WSDT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 252,669 D
Common Stock 5,197(1) D
Common Stock 100,000(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (3) 01/15/2018 common stock 300,000 2.72 D
Stock Option (right to buy) 02/15/2012 01/27/2018 common stock 100,000 2.25 D
Stock Option (right to buy) (4) 01/26/2021 common stock 150,000 5.05 D
Explanation of Responses:
1. Restricted stock award vesting on January 27, 2012.
2. Restricted stock award vesting as to 25,000 shares on each of January 27, 2012,2 013, 2014 and 2015.
3. Exercisable (at an exercise price of $2.72 per share) as to 75,000 shares on each of March 17, 2009, 2010, 2011 and 2012. Modified on January 26, 2009 to also become exercisable (at an exercise price of $1.07 per share) as to 75,000 shares on each of January 26, 2010, 2011, 2012 and 2013. Total shares issuable under opton grant as modified is 300,000.
4. Exercisable as to 37,500 shares on each of Janaury 27, 2014, 2015, 2016 and 2017
Remarks:
Exhibit Index: Exhibit 24 Power of Attorney by Amit Muni
Amit Muni 07/22/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.