SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
STEINBERG JONATHAN L

(Last) (First) (Middle)
380 MADISON AVENUE
21ST FLOOR

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/25/2011
3. Issuer Name and Ticker or Trading Symbol
WisdomTree Investments, Inc. [ WSDT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,693,137 D
Common Stock 16,889 D
Common Stock 798 I Owned by Spouse
Common Stock 18,191(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 04/02/2012 common stock 3,604,292 0.05 D
Stock Option (right to buy) (3) 03/16/2014 common stock 3,000,000 0.03 D
Stock Option (right to buy) 11/10/2005 11/09/2014 common stock 835,000 0.016 D
Stock Option (right to buy) (4) 01/25/2019 common stock 1,750,000 0.7 D
Explanation of Responses:
1. Restricted stock award vesting on January 27,2012.
2. Exercisable in bimonthly installments of approximately equal amounts from April 30, 2002 through December 31, 2002.
3. Exercisable as to 300,000 shares each on March 17, 2005, 2006, 2007, 2008 and 2009 and as to 1,500,000 additional shares at such time as the issuer has achieved at least $1.00 in net income in two consecutive fiscal quarters.
4. Exercisable as to 437,500 shares on each of January 26, 2010, 2011, 2012 and 2013.
Remarks:
Exhibit Index: Exhibit 24 Power of Attorney by Jonathan L. Steinberg
Jonathan L. Steinberg 07/22/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.