UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.    )

Filed by the Registrant  ☒                             Filed by a Party other than the Registrant  ☐

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  Preliminary Proxy Statement
  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
  Definitive Proxy Statement
  Definitive Additional Materials
  Soliciting Material Pursuant to §240.14a-12

WisdomTree Investments, Inc.

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

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*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Stockholder Meeting to Be Held on June 18, 2020.

 

 

WISDOMTREE INVESTMENTS, INC.

 

 

 

Meeting Information

 

Meeting Type:             Annual Meeting

For holders as of:       April 24, 2020

Date:   June 18, 2020      Time: 11:00 AM, EDT

  Location:  Meeting live via the Internet-please visit
                           www.virtualshareholdermeeting.com/wisdomtree20
 

 

The company will be hosting the meeting live via the Internet this year. To attend the meeting via the Internet please visit www.virtualshareholdermeeting.com/wisdomtree20 and be sure to have the information that is printed in the box marked by the arrow LOGO (located on the following page).

 

 

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WISDOMTREE INVESTMENTS, INC.

ATTN: MARCI FRANKENTHALER - CHIEF LEGAL OFFICER

245 PARK AVENUE

35TH FLOOR

NEW YORK, NY 10167

 

 

You are receiving this communication because you hold shares in the company named above.

 

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com, scan the QR Barcode on the reverse side, or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

    See the reverse side of this notice to obtain proxy materials and voting instructions.
   
   


  Before You Vote

  How to Access the Proxy Materials

 

  

 

Proxy Materials Available to VIEW or RECEIVE:

 

   NOTICE AND PROXY STATEMENT             ANNUAL REPORT
  

 

How to View Online:

 

   
  

Have the information that is printed in the box marked by the arrow LOGO (located on the following page) and visit: www.proxyvote.com, or scan the QR Barcode below.

 

  

How to Request and Receive a PAPER or E-MAIL Copy:

 

                

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy.

 

Please choose one of the following methods to make your request:

 

   1)   BY INTERNET:   www.proxyvote.com
   2)   BY TELEPHONE:   1-800-579-1639
   3)   BY E-MAIL*:   sendmaterial@proxyvote.com
  

 

*  If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow LOGO (located on the following page) in the subject line.

 

  

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor.

Please make the request as instructed above on or before June 4, 2020 to facilitate timely delivery.

 

 

   How To Vote    

 

 Please Choose One of the Following Voting Methods

  LOGO

 

LOGO             

  

 

Vote By Internet:

 

  

Before The Meeting:

 

  

Go to www.proxyvote.com or from a smartphone, scan the QR Barcode above. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

 

  

During The Meeting:

 

  

Go to www.virtualshareholdermeeting.com/wisdomtree20. Have the information that is printed in the box marked by the arrow LOGO (located on the following page) available and follow the instructions.

 

  

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a voting instruction form.

 


 

 

 

 

 

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Voting Items

 

  

  The Board of Directors recommends you vote

  FOR the following:

 

  1.

Election of Directors

Nominees:

 

  1a.

Frank Salerno

 

  1b.

Jonathan Steinberg

 

  2.

Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.

 

  3.

Advisory vote on the compensation of the Company’s named executive officers.

  NOTE: Such other business as may properly come before the meeting or any adjournment thereof.

 


 

 

 

 

 

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