SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
WisdomTree Investments, Inc.*
(Exact name of registrant as specified in its charter)
(State or other jurisdiction
|250 West 34th Street, 3rd Floor
New York, NY
|(Address of principal executive offices)||(Zip Code)|
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange on which
|Common Stock, $0.01 par value||New York Stock Exchange|
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates: N/A
Securities to be registered pursuant to Section 12(g) of the Act: None
The Registrant is currently named WisdomTree Investments, Inc. Prior to the consummation of the Listing Transfer (as defined in this Form 8-A), the Registrant plans to change its name to WisdomTree, Inc.
This Registration Statement on Form 8-A is being filed by WisdomTree Investments, Inc., a Delaware corporation (the Company), in connection with the transfer of the listing of the Companys common stock, par value $0.01 per share (the Common Stock), from The NASDAQ Stock Market LLC to the New York Stock Exchange (the Listing Transfer). The Company plans to change its name from WisdomTree Investments, Inc. to WisdomTree, Inc. prior to the consummation of the Listing Transfer. The Common Stock will trade on the New York Stock Exchange under the trading symbol WT.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
|Item 1.|| |
Description of Registrants Securities to be Registered.
The description of the Common Stock contained in the Registration Statement on Form 10 (File No. 001-10932) filed with the Securities and Exchange Commission pursuant to Section 12(b) of the Securities Exchange Act of 1934, as amended (the Exchange Act) on March 31, 2011, as amended, including any amendments or reports filed for the purpose of updating such description, is hereby incorporated by reference in answer to this item.
|Item 2.|| |
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
|WISDOMTREE INVESTMENTS, INC.|
|Date: November 3, 2022||By:|
|Chief Legal Officer and Secretary|