SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* ETFS Capital Limited. (Last) (First) (Middle) ORDNANCE HOUSE 31 PIER ROAD (Street) ST. HELIER, CHANNEL ISLANDS Y9 JE4 8PW (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 08/11/2020	3. Issuer Name and Ticker or Trading Symbol WisdomTree Investments, Inc. [ WETF ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director X 10% Owner Officer (give title below) Other (specify below)	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person X Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,250,000	D(1)(2)(3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person* ETFS Capital Limited. (Last) (First) (Middle) ORDNANCE HOUSE 31 PIER ROAD (Street) ST. HELIER, CHANNEL ISLANDS Y9 JE4 8PW (City) (State) (Zip)

1. Name and Address of Reporting Person* Tuckwell Graham (Last) (First) (Middle) C/O ETFS CAPITAL LIMITED ORDNANCE HOUSE, 31 PIER ROAD (Street) ST. HELIER, CHANNEL ISLANDS Y9 JE4 8PW (City) (State) (Zip)

Explanation of Responses:

1. The shares of Common Stock are directly beneficially owned by ETFS Capital Limited ("ETFS"). Graham Tuckwell is the controlling shareholder of ETFS. As the controlling shareholder of ETFS, Mr. Tuckwell may be deemed an indirect beneficial owner of the shares of Common Stock directly owned by ETFS. Mr. Tuckwell and ETFS are each a "Reporting Person," and collectively are the "Reporting Persons." This report is being filed jointly by the Reporting Persons. Each Reporting Person disclaims beneficial ownership of the Common Stock of the Issuer reported herein except to the extent of such Reporting Person's pecuniary interest therein.

2. In addition to the shares of Common Stock reported herein, ETFS directly owns, and Mr. Tuckwell indirectly beneficially owns, 14,750 shares of the issuer's Series A Non-Voting Convertible Preferred Stock, which are convertible immediately into 14,750,000 shares of Common Stock at the holder's option. The Certificate of Designations for the Series A Non-Voting Convertible Preferred Stock (the "Preferred Stock") restricts the Reporting Persons from converting such stock into Common Stock if the Reporting Persons would beneficially own more than 9.99% of the Issuer's outstanding Common Stock after giving effect to such conversion, and renders any conversions over the cap void ab initio (the "Conversion Cap").

3. As a result of the Conversion Cap, each Reporting Person disclaims beneficial ownership of the Preferred Stock, except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the Preferred Stock or the underlying Common Stock into which it is convertible for any purpose.

Remarks:

Exhibit 24.1-Power of Attorney

	/s/ Mark Weeks, as authorized signatory for ETFS Capital Limited	08/19/2020
	/s/ Graham Tuckwell	08/19/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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